Ray Brown & Associates

Marked as

Medium Risk Company

Last updated - February 9, 2026

Medium Risk

i
2.1

2.3

User Score

1.9

Trust Score

2.3

Brand Score

OVERVIEW

About Ray Brown & Associates

Ray Brown & Associates, operated by convicted fraudster Ray Thomas Brown in Phoenix, ran an unregistered commodity pool scam that defrauded victims of over $1.2 million with fake 100% monthly returns. The firm was never legally registered and remains tied to permanent CFTC bans and massive unpaid restitution.

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CONNECTIONS AND RELATIONSHIP

FINANCIAL RISK AUDIT

For Consumers
For Consumers

High Risk

Based on the available data, we advise consumers to avoid this Company altogether.

This advisory is based on an aggregate risk score derived from OSINT, Adverse Media, Reviews, and Risk Factors identified in our research.

You are likely to be at great risk by engaging in any sort of consumer-related activity with this entity.

For Employees
For Employees

Medium Risk

Based on the available data, we advise employees to be mindful when considering or continuing work with this Company.

This advisory stems from a medium-risk score compiled from OSINT, Adverse Media, Reviews, and Risk Factors uncovered in our analysis.

Employment with this entity may involve moderate risks.

For Banks & Investors
For Banks & Investors

Medium Risk

Based on the available data, we recommend investors and bankers proceed with caution regarding this Company.

This advisory is informed by a medium-risk score based on OSINT, Adverse Media, Reviews, and Risk Factors identified through our investigation.

Financial involvement with this entity may carry moderate risks to your interests.

ASSESSMENT OUTCOME
  • Safe to Onboard

  • Enhanced Due Diligence required

  • Do Not Onboard

RECOMMENDATIONS
  • Monitor adverse media every 6 months

  • File SAR (Suspicious Activity Report) is warranted

  • Escalation to compliance committee

  • None

Do you agree with this our assessment on Ray Brown & Associates?

OSINT DATA POINT

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Owner

Ray Thomas Brown
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Location

Phoenix
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State

Arizona
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Country

United States
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Category

Commodity Fraud
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Scheme Name

Equity-Plus Trading Program
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Victims

60+
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Amount Defrauded

1.2 Million
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Returns Promised

100% Monthly
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Registration Status

Unregistered
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CFTC Action

2012 Complaint
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Final Judgment

2014
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Restitution Ordered

1,131,942
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Civil Penalty

140,000
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Criminal Charge

Wire Fraud
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Sentence

24 Months Prison
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Bans

Lifetime CFTC Ban
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Firm Status

Defunct
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Legal Jurisdiction

District of Arizona
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Criminal Court

Central District California
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Outreach Method

Skype Calls
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Allegations

Fake Statements
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Prior Conviction

Bad Checks 1995
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Current Risk

Extremely High
Load More

ENTERPRISE RISK ASSESSMENT (ERA)

Ray Brown & Associates was never registered as a corporation in Arizona or with the CFTC as a commodity pool operator or trading advisor.

The vast majority of funds were misappropriated for personal expenses and Ponzi-style payments to earlier investors instead of legitimate trading.

The operation defrauded approximately 60 victims across multiple states of more than $1.2 million, including life savings and retirement funds.

Ray Thomas Brown, who controlled the firm, pleaded guilty to wire fraud and received a 24-month federal prison sentence.

The firm issued completely fabricated monthly statements showing impossible exponential growth to deceive participants.

The CFTC filed a 2012 civil enforcement action charging the firm’s operator with fraud, misappropriation, and registration violations.

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AML and KYC Assessment

Regulatory and Compliance Screening

  • Sanctions Matches
  • Yes
  • No
  • Unclear
  • PEP Status
  • Yes
  • No
  • Unclear
  • Watchlist: (Interpol, EU, UN, OFAC, etc).
  • Yes
  • No
  • Unclear
  • Law Enforcement Mentions
  • Yes
  • No
  • Unclear

Litigation and Legal Proceedings

  • Criminal Proceedings
  • Yes
  • No
  • Unclear
  • Regulatory Enforcement Actions: [SEC, FCA, SEBI, etc.]
  • Yes
  • No
  • Unclear
  • Ongoing Investigations
  • Yes
  • No
  • Unclear
  • Reputational and Adv
  • Yes
  • No
  • Unclear

Reputational and Adverse Media Risks

  • Negative Media Mentions
  • Yes
  • No
  • Unclear
  • Allegations / Scandals
  • Yes
  • No
  • Unclear
  • Social Media Red Flags
  • Yes
  • No
  • Unclear
  • Censorship Attempts [PR, Takedowns, DMCA Abuse, etc.]
  • Yes
  • No
  • Unclear

Geographic and Jurisdictional Risk

  • Country Risk Level
  • Yes
  • No
  • Unclear
  • High-Risk Sections [Crypto, Gambling, Arms, etc.]
  • Yes
  • No
  • Unclear
  • Offshore Jurisdictions Used [Panama, BVI, Cyprus, etc.]
  • Yes
  • No
  • Unclear

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RED FLAGS AND ADVERSE NEWS

coming

investorclaims.com

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Ray Brown & Associates advisor Ray Thomas Brown pled guilty to investor fraud involving false returns and over $1M in losses.

  • First Detected

    05/12/2012
  • Sentiment Analysis

    Negative
  • Reach

    >1000
  • POV

    Third Person
  • Risk Factor

    High
  • Type

    Legal
  • Traffic Source

    Website
  • SERP

    Top 30
  • Share of Voice

    10%
  • Primary Keyword

    Fraud
coming

cftc.gov

Visit Link

CFTC charged Ray Brown & Associates advisor Ray Thomas Brown with fraud and misusing over $1M in investor funds.

  • First Detected

    06/12/2012
  • Sentiment Analysis

    Negative
  • Reach

    >1000
  • POV

    Third Person
  • Risk Factor

    High
  • Type

    Regulatory
  • Traffic Source

    Website
  • SERP

    Top 30
  • Share of Voice

    20%
  • Primary Keyword

    Fraud
coming

azcentral.com

Visit Link

Ray Brown & Associates’ Ray Thomas Brown asked for leniency after pleading guilty in a Phoenix investor fraud case.

  • First Detected

    25/07/2014
  • Sentiment Analysis

    Negative
  • Reach

    >1000
  • POV

    Third Person
  • Risk Factor

    High
  • Type

    Legal
  • Traffic Source

    Website
  • SERP

    Top 30
  • Share of Voice

    10%
  • Primary Keyword

    Fraud

Other Red-Flags and Adverse News

redflag
2012 CFTC complaint says Ray Brown & Associates’ Ray Thomas Brown fraudulently sol...
redflag
2014 Ray Brown & Associates’ Ray Brown barred and fined $1.13M for commodity fraud.

Financial Profile for Ray Brown & Associates

Do you want to unlock a detailed Risk Assessment and audit report for Ray Brown & Associates?

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Based on user engagement on this review profile, ProConsumer will decide to publish its Risk Audit report for public if a threshold engagement, traffic and user input is achieved.

  • Known Assets: [Real estate, investments, companies]

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  • Suspicious Transactions

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  • Liabilities: [Bankruptcies, defaults, debts]

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  • Wealth Sources: [Legitimate / Unclear / High-risk]

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  • Bank Relationships

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  • Bank Relationships

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  • Ultimate Beneficial Owner(s) (UBOs)

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  • Shareholding structure

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  • Associated entities & subsidiaries

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  • Offshore / shell company links

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  • Trusts / Nominee arrangements

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  • Business Model Assessment

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Consumer Reviews and Ratings for
Ray Brown & Associates

All comments are user-generated content and may not be verified. They represent the personal opinions of the public and should not be relied upon. These comments do not influence or determine our overall rating.

User Rating for Ray Brown & Associates

Ray Brown & Associates, operated by convicted fraudster Ray Thomas Brown in Phoenix, ran an unregistered commodity pool scam that defrauded victims of over $1.2 million with fake 100% monthly returns. The firm was never legally registered and remains tied to permanent CFTC bans and massive unpaid restitution.

USER’S SCORE

2.3

Trust

2

Safety

2

Brand

2

Risk

3

Pros

  • greentick

    Highly experienced

  • greentick

    Well-recognized name

Cons

  • redcros

    Faced allegations of scamming others

  • redcros

    Allegedly sold fake silver

  • redcros

    Sued multiple times

  • redcros

    Unregulated industry

  • redcros

    Alarming number of complaints online

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  • author-default
  • Aaron Matthews
    March 30, 2026 at 9:54 am

The whole profile of Ray Brown & Associates screams red flags. An unregistered commodity pool scam promising impossible returns, more than $1.2 million defrauded, and permanent bans from regulators show a pattern of complete disregard for investor safety. Anyone who invested here would have faced serious financial loss, and the leadership’s criminal conviction confirms it wasn’t just negligence it was intentional fraud.

Trust

2/5

Safety

2/5

Brand

2/5

Risk

3/5

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