Allan J. Boomer

Marked as

Medium Risk Individual

Last updated - May 16, 2026

Medium Risk

i
2.1

0

User Score

2.2

Trust Score

2.3

Brand Score

OVERVIEW

About Allan J. Boomer

Allan J. Boomer is a U.S. investment adviser and former managing partner of Momentum Advisors, with experience in wealth management and private fund operations. In 2025, the SEC charged Boomer and the firm over alleged fiduciary breaches tied to misuse of fund and portfolio company assets, including supervisory failures and improper expense allocations.

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CONNECTIONS AND RELATIONSHIP

CONTACT INFORMATION

FINANCIAL RISK AUDIT

For Consumers
For Consumers

Medium Risk

Based on the available data, we suggest consumers approach this Individual with caution.

This advisory is based on a medium-risk score derived from OSINT, Adverse Media, Reviews, and Risk Factors identified in our research.

You may face moderate risks when engaging in consumer-related activities with this entity.

For Employees
For Employees

Medium Risk

Based on the available data, we advise employees to be mindful when considering or continuing work with this Individual.

This advisory stems from a medium-risk score compiled from OSINT, Adverse Media, Reviews, and Risk Factors uncovered in our analysis.

Employment with this entity may involve moderate risks.

For Banks & Investors
For Banks & Investors

High Risk

Based on the available data, we urge investors and bankers to avoid financial involvement with this Individual.

This advisory is informed by an aggregate risk score based on OSINT, Adverse Media, Reviews, and Risk Factors identified through our investigation.

Engaging in investment or lending activities with this entity poses a substantial risk to your financial interests.

ASSESSMENT OUTCOME
  • Safe to Onboard

  • Enhanced Due Diligence required

  • Do Not Onboard

RECOMMENDATIONS
  • Monitor adverse media every 6 months

  • File SAR (Suspicious Activity Report) is warranted

  • Escalation to compliance committee

  • None

Do you agree with this our assessment on Allan J. Boomer?

OSINT DATA POINT

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Name

Allan J. Boomer
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CRD

4182424
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Residence

New Jersey
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Education

MBA
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Undergrad

Morgan State
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MBA School

NYU Stern
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MBA Focus

Finance Accounting
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Founder

Momentum Advisors
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Established

2012
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Title

Partner
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Former Title

Managing Partner
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AUM

353 Million
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Firm Location

New York
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Prior Employer1

Goldman Sachs
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Prior Employer2

Merrill Lynch
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Career Start

1995
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Goldman Tenure

2004-2010
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Portfolio Managed

450 Million
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Sanctions

SEC 2025
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Penalty

80000
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Suspension

12-month Supervisory
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Misuse Amount 1

223000
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Misuse Amount 2

346904
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Fund

Franklin Morgan
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Co Officer

Tiffany Hawkins
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Industry

Wealth Management
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Industry

Investment Advisory
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Experience

30
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Board Chair

RaritanValley
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Board Member

JFK Library
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ENTERPRISE RISK ASSESSMENT (ERA)

Allan J. Boomer was named in a 2025 SEC enforcement action involving alleged misuse of private fund and portfolio company assets. Regulators also cited alleged fiduciary-duty and compliance oversight failures connected to Momentum Advisors.

The SEC alleged that certain expenses were improperly allocated and that fund assets were used inappropriately. Such allegations can raise concerns about internal controls, transparency, and governance practices.

Yes. Public enforcement actions involving fiduciary-duty allegations and compliance failures can create reputational risks for advisory firms and senior executives, particularly in the wealth management sector.

The matter involved a civil regulatory action by the SEC rather than criminal prosecution. However, regulatory penalties and settlements may still be viewed negatively by investors and financial counterparties.

Institutional and private investors commonly assess regulatory history, supervisory controls, and governance standards before engaging with investment advisers. Allegations involving misuse of assets or compliance deficiencies can increase perceived operational and reputational risk.

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AML and KYC Assessment

Regulatory and Compliance Screening

  • Sanctions Matches
  • Yes
  • No
  • Unclear
  • PEP Status
  • Yes
  • No
  • Unclear
  • Watchlist: (Interpol, EU, UN, OFAC, etc).
  • Yes
  • No
  • Unclear
  • Law Enforcement Mentions
  • Yes
  • No
  • Unclear

Litigation and Legal Proceedings

  • Criminal Proceedings
  • Yes
  • No
  • Unclear
  • Regulatory Enforcement Actions: [SEC, FCA, SEBI, etc.]
  • Yes
  • No
  • Unclear
  • Ongoing Investigations
  • Yes
  • No
  • Unclear
  • Reputational and Adv
  • Yes
  • No
  • Unclear

Reputational and Adverse Media Risks

  • Negative Media Mentions
  • Yes
  • No
  • Unclear
  • Allegations / Scandals
  • Yes
  • No
  • Unclear
  • Social Media Red Flags
  • Yes
  • No
  • Unclear
  • Censorship Attempts [PR, Takedowns, DMCA Abuse, etc.]
  • Yes
  • No
  • Unclear

Geographic and Jurisdictional Risk

  • Country Risk Level
  • Yes
  • No
  • Unclear
  • High-Risk Sections [Crypto, Gambling, Arms, etc.]
  • Yes
  • No
  • Unclear
  • Offshore Jurisdictions Used [Panama, BVI, Cyprus, etc.]
  • Yes
  • No
  • Unclear

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RED FLAGS AND ADVERSE NEWS

coming

seclaw.com

Visit Link

SEC charged Allan J. Boomer over fiduciary breaches and misuse of private fund assets.

  • First Detected

    07/03/2025
  • Sentiment Analysis

    Negative
  • Reach

    >1000
  • POV

    Third Person
  • Risk Factor

    High
  • Type

    Regulatory
  • Traffic Source

    Website
  • SERP

    Top 30
  • Share of Voice

    20%
  • Primary Keyword

    Allegation
coming

trilliumreg.com

Visit Link

Article details SEC allegations that Allan J. Boomer breached fiduciary duties and misused fund assets.

  • First Detected

    28/03/2025
  • Sentiment Analysis

    Negative
  • Reach

    >1000
  • POV

    Third Person
  • Risk Factor

    High
  • Type

    Regulatory
  • Traffic Source

    Website
  • SERP

    Top 30
  • Share of Voice

    20%
  • Primary Keyword

    Allegation
coming

investmentnews.com

Visit Link

Article reports SEC penalties against Allan J. Boomer over fiduciary failures and fund misuse.

  • First Detected

    07/03/2025
  • Sentiment Analysis

    Negative
  • Reach

    >1000
  • POV

    Third Person
  • Risk Factor

    High
  • Type

    Regulatory
  • Traffic Source

    Website
  • SERP

    Top 30
  • Share of Voice

    20%
  • Primary Keyword

    Sanction

Other Red-Flags and Adverse News

redflag
2025 SEC fines Momentum Advisors, two officers $500,000+ over fiduciary breaches
redflag
2025 We filed settled charges against registered investment adviser Momentum Advis...
redflag
2025 SEC charges investment adviser, 2 officers with breaching fiduciary duties

Financial Profile for Allan J. Boomer

Do you want to unlock a detailed Risk Assessment and audit report for Allan J. Boomer?

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Based on user engagement on this review profile, ProConsumer will decide to publish its Risk Audit report for public if a threshold engagement, traffic and user input is achieved.

  • Known Assets: [Real estate, investments, companies]

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  • Suspicious Transactions

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  • Liabilities: [Bankruptcies, defaults, debts]

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  • Wealth Sources: [Legitimate / Unclear / High-risk]

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  • Bank Relationships

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  • Bank Relationships

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  • Ultimate Beneficial Owner(s) (UBOs)

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  • Shareholding structure

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  • Associated entities & subsidiaries

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  • Offshore / shell company links

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  • Trusts / Nominee arrangements

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  • Business Model Assessment

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Consumer Reviews and Ratings for
Allan J. Boomer

All comments are user-generated content and may not be verified. They represent the personal opinions of the public and should not be relied upon. These comments do not influence or determine our overall rating.

User Rating for Allan J. Boomer

Allan J. Boomer is a U.S. investment adviser and former managing partner of Momentum Advisors, with experience in wealth management and private fund operations. In 2025, the SEC charged Boomer and the firm over alleged fiduciary breaches tied to misuse of fund and portfolio company assets, including supervisory failures and improper expense allocations.

USER’S SCORE

0

Trust

0

Safety

0

Brand

0

Risk

0

Pros

  • greentick

    Highly experienced

  • greentick

    Well-recognized name

Cons

  • redcros

    Faced allegations of scamming others

  • redcros

    Allegedly sold fake silver

  • redcros

    Sued multiple times

  • redcros

    Unregulated industry

  • redcros

    Alarming number of complaints online

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  • Brand
  • Safety
  • Risk

PROS

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CONS

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