John C Howley

Marked as

Medium Risk Individual

Last updated - December 30, 2025

Medium Risk

i
2.8

2

User Score

2.7

Trust Score

2.9

Brand Score

OVERVIEW

About John C Howley

John C. Howley is a former registered broker with a history in private securities transactions. He was barred by FINRA in 2019 for undisclosed client referrals to Global Credit Recovery, resulting in over $3.5M in investor disputes. Public records highlight regulatory enforcement actions and investor complaints, reflecting notable compliance and reputational risks within the financial sector.

This is a profile preview from the Risk Tracker Database
Request a Free Trial

CONTACT INFORMATION

FINANCIAL RISK AUDIT

For Consumers
For Consumers

Medium Risk

Based on the available data, we suggest consumers approach this Individual with caution.

This advisory is based on a medium-risk score derived from OSINT, Adverse Media, Reviews, and Risk Factors identified in our research.

You may face moderate risks when engaging in consumer-related activities with this entity.

For Employees
For Employees

High Risk

Based on the available data, we recommend that employees exercise extreme caution or reconsider association with this Individual.

This advisory stems from an aggregate risk score compiled from OSINT, Adverse Media, Reviews, and Risk Factors uncovered in our analysis.

You are likely to face significant risks by pursuing or maintaining employment with this entity.

For Banks & Investors
For Banks & Investors

High Risk

Based on the available data, we urge investors and bankers to avoid financial involvement with this Individual.

This advisory is informed by an aggregate risk score based on OSINT, Adverse Media, Reviews, and Risk Factors identified through our investigation.

Engaging in investment or lending activities with this entity poses a substantial risk to your financial interests.

ASSESSMENT OUTCOME
  • Safe to Onboard

  • Enhanced Due Diligence required

  • Do Not Onboard

RECOMMENDATIONS
  • Monitor adverse media every 6 months

  • File SAR (Suspicious Activity Report) is warranted

  • Escalation to compliance committee

  • None

Do you agree with this our assessment on John C Howley?

OSINT DATA POINT

eyeimg

Full Name

John C. Howley
eyeimg

Alias

Jack Howley
eyeimg

CRD Number

2229244
eyeimg

Birth Year

1961
eyeimg

Location

Rumson NJ
eyeimg

Street Address

178 Rumson Road
eyeimg

ZIP Code

07760
eyeimg

Occupation

Financial Advisor
eyeimg

Primary Firm

Park Avenue Securities
eyeimg

Employment Start

1999
eyeimg

Employment End

October 2018
eyeimg

Termination Reason

Disclosure Failure
eyeimg

FINRA Sanction

Barred September 2019
eyeimg

SEC Sanction

Barred September 2021
eyeimg

NJ Revocation

December 2021
eyeimg

Business Ownership

Howley Financial Group
eyeimg

Key Allegation

Undisclosed Transactions
eyeimg

Fraudulent Referral

Global Credit Recovery
eyeimg

Total Disputes

$3.5 Million
eyeimg

Lawsuit Amount

$650,000
eyeimg

Victim Involvement

Ponzi Scheme Losses
eyeimg

Family Connection

Shared Investments
Load More

ENTERPRISE RISK ASSESSMENT (ERA)

He was barred by FINRA in 2019 for undisclosed private securities transactions and client referrals tied to Global Credit Recovery, which raised serious compliance concerns.

Multiple investor disputes totaling over $3.5M have been reported in connection with his advisory activities, reflecting potential financial and reputational risk.

Online reports and regulatory filings highlight misconduct allegations and enforcement actions, indicating reputational concerns for potential business engagements.

His involvement with undisclosed securities transactions and private client referrals to problematic investment schemes suggests exposure to high-risk sectors.

No criminal convictions are publicly documented, but regulatory enforcement and investor disputes indicate significant compliance and legal scrutiny.

Prior FINRA sanctions, investor complaints, and negative media coverage suggest enhanced due diligence is recommended before engagement.

текст вкладки 2
текст вкладки 3
текст вкладки 4

AML and KYC Assessment

Regulatory and Compliance Screening

  • Sanctions Matches
  • Yes
  • No
  • Unclear
  • PEP Status
  • Yes
  • No
  • Unclear
  • Watchlist: (Interpol, EU, UN, OFAC, etc).
  • Yes
  • No
  • Unclear
  • Law Enforcement Mentions
  • Yes
  • No
  • Unclear

Litigation and Legal Proceedings

  • Criminal Proceedings
  • Yes
  • No
  • Unclear
  • Regulatory Enforcement Actions: [SEC, FCA, SEBI, etc.]
  • Yes
  • No
  • Unclear
  • Ongoing Investigations
  • Yes
  • No
  • Unclear
  • Reputational and Adv
  • Yes
  • No
  • Unclear

Reputational and Adverse Media Risks

  • Negative Media Mentions
  • Yes
  • No
  • Unclear
  • Allegations / Scandals
  • Yes
  • No
  • Unclear
  • Social Media Red Flags
  • Yes
  • No
  • Unclear
  • Censorship Attempts [PR, Takedowns, DMCA Abuse, etc.]
  • Yes
  • No
  • Unclear

Geographic and Jurisdictional Risk

  • Country Risk Level
  • Yes
  • No
  • Unclear
  • High-Risk Sections [Crypto, Gambling, Arms, etc.]
  • Yes
  • No
  • Unclear
  • Offshore Jurisdictions Used [Panama, BVI, Cyprus, etc.]
  • Yes
  • No
  • Unclear

Want detailed data on John C Howley?

What you see here scratches the surface

Request a Free Trial

Do you have insider information on John C Howley?

We offer reward for actionable intel

Submit Anonymous Tip

RED FLAGS AND ADVERSE NEWS

coming

brokercheck.finra.org

Visit Link

FINRA BrokerCheck details John C Howley’s securities career, firm termination, disclosures, and regulatory actions.

  • First Detected

    11/07/2025
  • Sentiment Analysis

    Negative
  • Reach

    >1000
  • POV

    Third Person
  • Risk Factor

    High
  • Type

    Regulatory
  • Traffic Source

    Website
  • SERP

    Top 10
  • Share of Voice

    20%
  • Primary Keyword

    Sanction
coming

rightsforinvestors.com

Visit Link

Article on John C. Howley (aka Jack) details his 2019 FINRA bar over undisclosed deals and GCR disputes.

  • First Detected

    22/07/2020
  • Sentiment Analysis

    Negative
  • Reach

    <1000
  • POV

    Third Person
  • Risk Factor

    High
  • Type

    Criticism
  • Traffic Source

    Website
  • SERP

    Top 30
  • Share of Voice

    20%
  • Primary Keyword

    Fraud

Financial Profile for John C Howley

Do you want to unlock a detailed Risk Assessment and audit report for John C Howley?

greentick

Based on user engagement on this review profile, ProConsumer will decide to publish its Risk Audit report for public if a threshold engagement, traffic and user input is achieved.

  • Known Assets: [Real estate, investments, companies]

    greentick
  • Suspicious Transactions

    greentick
  • Liabilities: [Bankruptcies, defaults, debts]

    greentick
  • Wealth Sources: [Legitimate / Unclear / High-risk]

    greentick
  • Bank Relationships

    greentick
  • Bank Relationships

    greentick
  • Ultimate Beneficial Owner(s) (UBOs)

    greentick
  • Shareholding structure

    greentick
  • Associated entities & subsidiaries

    greentick
  • Offshore / shell company links

    greentick
  • Trusts / Nominee arrangements

    greentick
  • Business Model Assessment

    greentick
consrevbg

Consumer Reviews and Ratings for
John C Howley

All comments are user-generated content and may not be verified. They represent the personal opinions of the public and should not be relied upon. These comments do not influence or determine our overall rating.

User Rating for John C Howley

John C. Howley is a former registered broker with a history in private securities transactions. He was barred by FINRA in 2019 for undisclosed client referrals to Global Credit Recovery, resulting in over $3.5M in investor disputes. Public records highlight regulatory enforcement actions and investor complaints, reflecting notable compliance and reputational risks within the financial sector.

USER’S SCORE

2

Trust

2

Safety

2

Brand

2

Risk

2

Pros

  • greentick

    Highly experienced

  • greentick

    Well-recognized name

Cons

  • redcros

    Faced allegations of scamming others

  • redcros

    Allegedly sold fake silver

  • redcros

    Sued multiple times

  • redcros

    Unregulated industry

  • redcros

    Alarming number of complaints online

Leave feedback about this

  • Trust
  • Brand
  • Safety
  • Risk

PROS

+
Add Field

CONS

+
Add Field
Choose Image
Choose Video

  • author-default
  • Thabo Mokoena
    January 29, 2026 at 6:24 am

Multiple client complaints and disputes, including allegations tied to investment recommendations in Global Credit Recovery and other private deals, have resulted in millions of dollars in claimed damages, painting a pattern of questionable advisory conduct and heightened financial risk

Trust

2/5

Safety

2/5

Brand

2/5

Risk

2/5

  • author-default
  • Naledi Khumalo
    January 29, 2026 at 6:23 am

His termination from Park Avenue Securities for undisclosed private securities transactions underscores persistent issues with transparency and adherence to firm policies — a professional history that should prompt enhanced due diligence before any financial or business association.

Trust

2/5

Safety

2/5

Brand

2/5

Risk

2/5

Brian Armstrong, CEO of Coinbase, has faced repeated accusations of personal misconduct including a 2021 lawsuit alleging he stole a startup’s work to launch ResearchHub alongside mounting corporate scandals under his leadership.Coinbase suffered a €21.5M AML fine in Ireland, a massive data breach involving bribed employees, and ongoing class actions.

Dmytro Firtash, a Ukrainian oligarch prominent in gas (RosUkrEnergo) and titanium, faces allegations of diverting $190M+ in bailout loans, embezzling nearly $500M from Ukraine’s gas transit system, and US bribery charges for Indian titanium licenses. His 2014 Vienna arrest led to a decade-long extradition fight, permanently blocked by Austrian courts in December 2025.

Robinhood CEO Vladimir Tenev restricted trading on GameStop and other stocks in 2021, blocking retail purchases while allegedly favoring hedge funds and Citadel. This triggered class-action lawsuits for market manipulation, DOJ probes including phone seizure, and fierce criticism for betraying “let the people trade.”

Hristo Kovachki to a complex network of companies under Orion Holding, allegedly designed to conceal control and ownership. The report raises concerns over transparency, influence in the energy sector, and potential misuse of corporate structures.

Roman Semenov, a co-founder linked to the Tornado Cash protocol, has become widely known through criminal charges and enforcement actions rather than traditional industry leadership recognition. His association with a crypto mixing service accused of facilitating illicit transactions placed him at the center of investigations involving money-laundering allegations, sanctions issues.

Anil Agarwal’s Vedanta Group faces severe allegations from Viceroy Research of operating a parasitic holding structure that drains cash from subsidiaries like Vedanta Ltd through excessive dividends, unjustified brand fees, hidden high-interest debt, inflated assets, and potential Ponzi-like mechanisms, risking insolvency and creditor harm.

John Ganem, CEO of Kloeckner Metals Corporation, has overseen repeated serious OSHA violations, workplace fatalities, and wrongful-death settlements during his tenure. Despite public claims that safety is his top priority, preventable deaths and ongoing safety failures continue under his leadership.

Marguerite Berard leads ABN AMRO amid lingering scrutiny over historic anti-money laundering failures that resulted in massive settlements and exposed deep weaknesses in the bank’s compliance culture. Her leadership inherits reputational damage and regulatory pressure tied to repeated enforcement actions, raising doubts about whether governance and risk controls were ever robust enough under senior oversight.

Igor Lyashenko, as CEO and General Director of Grodno Azot, leads a company whose practices have drawn international sanctions. Poland has targeted firms for selling its Belarusian fertilizers, citing efforts to skirt EU sanctions and shield local producers from cheap imports facilitated by access to low-cost gas.

Want your companies to be on this guide?

Yes, continue
stayinfosectionbg

Stay informed about suspicious business.

© 2025 Proconsumer. All rights reserved.